Contract Prop trading Compliance Manager
View Job- Company Aquis Search - View more jobs
- SalaryAUD90k - AUD150k
- LocationSydney, Australia
- Job TypePermanent
Job Responsibilities Provide guidance and training on financial markets, products, trading strategies (e.g. short selling) and any applicable regulatory developments.
Ensure compliance with anti-money laundering (AML) procedures and provide AML training.
Ensure compliance with statutory reporting requirements (e.g. substantial shareholding, short position reports). Maintenance and review of proprietary electronic trading systems controls, order/trade filters, parameters and reports.
Maintenance and development of regulatory licence programs, compliance manuals, policies, and procedures.
Provide...
2 days ago from: efinancialcareers.com.au
View JobRefine your search
- Filter by Job Title
- Career Medical Officer (1)
- Childcare Services Director (1)
- Dentist Opportunity | Townsville (1)
- Local Government - Precruitment (1)
Related Job Offers
Mental Health RN
Serco - Townsville, QLD, AU
If you are looking to make a meaningful difference and contribute to positive mental health outcomes this position is for you! Your patients will be compliant and you will have the time to spend with each...
Townsville – Lead Emergency Veterinarian
Seven Animal Health - 4810 Townsville City, QLD, AU
We are seeking an experienced ECC Veterinarian to lead and grow our Emergency and Critical Care Service. Your clinical time allows you to provide optimal care to patients and clients, whilst providing...
General Practitioner (VR/ Non VR GP) – Townsville, QLD 53652
WAVELENGTH - Townsville, QLD, AU
Your special interests will be supported and the established GPs focus on chronic disease management, aged care, dermatology, skin excisions and women’s health. You will be part of a dedicated team that...
Local Government - Precruitment
Precruitment - Townsville, QLD, AU
This role presents a fantastic opportunity for an experienced leader in early childhood education to make a meaningful impact in a regional community. If you meet the criteria and are looking for your...
Childcare Services Director
Precruitment - Townsville, QLD, AU
This role presents a fantastic opportunity for an experienced leader in early childhood education to make a meaningful impact in a regional community. If you meet the criteria and are looking for your...